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Industry Filings: Swap Execution Facilities (SEF) Filing CFTC

WebDiversity and Inclusion at the CFTC Industry Oversight Industry Filings Trading Organizations Clearing Organizations Data Repositories Intermediaries Market Surveillance Contracts & Products Rules & Rule Amendments Anti-Money Laundering Law & Regulation Commodity Exchange Act & Regulations How Rules Are Made Holding Wrongdoers … Web1. Registered persons and/or firms you think violated the Commodity Exchange Act You can verify that the person (s) and/or firm (s) named in the complaint were registered with the CFTC at the time of the alleged offense by calling (202) 418-5506 or emailing [email protected] for registration information. custom shirts with glitter

CFTC Charges New York Resident with Fraud and …

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